DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
H••••• P•••• U•••••••••
Feed of 09/14/2026
Also filed as H••••• U•••••••••
At current firm
7 y
since Sep 9, 2019
In the industry
34 y
since May 4, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- First Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Sep 9, 2019 · Succasunna, Nj
- W•••• F•••• A••••••• wirehouseJan 13, 2012 to Sep 11, 2019 · Florham Park, Nj
- S•••••• N••••••• • C••••••• I••••••••• national BDApr 24, 2007 to Jan 17, 2012 · Succasunna, Nj
- R••• B••• • C•• unclassifiedMay 2, 2006 to Apr 24, 2007 · Roseland, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Sep 11, 2019, registered Sep 9, 2019 (-2 days) · Wirehouse to affiliated broker-dealer or bank
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left Jan 17, 2012, registered Jan 13, 2012 (-4 days) · Affiliated broker-dealer or bank to wirehouse
- R••• B••• • C•• to S•••••• N••••••• • C••••••• I•••••••••left Apr 24, 2007, registered Apr 24, 2007 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address