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Registered advisor
W•••••• B•••••
Feed of 09/15/2026
Also filed as J••• B••••••••• J•••• B•••••
At current firm
15 y
since May 11, 2011
In the industry
35 y
since Apr 11, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince May 11, 2011 · West Linn, Or
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 7, 2011 · Portland, Or
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 14, 2005 to Jun 1, 2009 · Portland, Or
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 5, 1998 to Jan 20, 2005 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Feb 7, 2011, registered May 11, 2011 (93 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Jan 20, 2005, registered Jan 14, 2005 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address