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J•••• L•••• B••••••

Registered advisorat M••••• S••••••Dual registrant· Charlotte, NcIAPD 21318
At current firm
16 y
since Jul 13, 2010
In the industry
45 y
Prior registered firms
3
Signals
0
As of · the IAPD feed; also filed as J•••• L•••• B•••••••• L•••• B••••••••• B••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
  • P••• M••••••• A••••••• L•• unclassified
    Oct 7, 2008 to Apr 27, 2009 · Charlotte, Nc
  • M••••• S•••••• • C•• L•• unclassified
    Apr 2, 2007 to Aug 1, 2008 · Tryon, Nc
  • M••••• S•••••• D• I••• unclassified
    Dec 31, 2001 to Apr 2, 2007 · Tryon, Nc
Moves
a registration end followed by a registration begin elsewhere
  • P••• M••••••• A••••••• L•• to M••••• S••••••
    left Apr 27, 2009, registered Jul 13, 2010 (442 days) · Other
  • M••••• S•••••• • C•• L•• to P••• M••••••• A••••••• L••
    left Aug 1, 2008, registered Oct 7, 2008 (67 days) · Other
  • M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
    left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wirehousederived
Years in industry
45derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address