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Registered advisor
R•••••• D••••••• L•••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedAlexandria, Vadual registrantIAPD 2135287
Feed of 09/14/2026
Also filed as R••• L•••
At current firm
17 y
since Jun 4, 2009
In the industry
35 y
since May 23, 1991 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jun 4, 2009 · Alexandria, Va
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to Jun 4, 2009 · Alexandria, Va
- L••• M•••• W••• W•••••• I••••••••• unclassifiedMay 4, 1999 to Feb 21, 2006 · Alexandria, Va
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 4, 2009, registered Jun 4, 2009 (0 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address