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Registered advisor
T••••• M••••••••
Feed of 09/14/2026
Also filed as T••••• A••••• M••••••••
At current firm
11 y
since Apr 7, 2015
In the industry
35 y
since Apr 19, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Apr 7, 2015 · Parker, Co
- L•• F•••••••• L•• BD affiliatedNov 18, 2014 to Feb 20, 2015 · Parker, Co
- M•• F•••••••• S•••••••• I••• formerSep 18, 2012 to Nov 19, 2014 · Greenwood Village, Co
- V•••• F•••••••• A•••••••• I••• BD affiliatedSep 20, 2011 to Aug 9, 2012 · Lakewood, Co
- C•••••• S••••• • C••• I••• national BDMay 2, 2008 to Apr 27, 2011 · Englewood, Co
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Nov 19, 2014, registered Nov 18, 2014 (-1 days) · Other
- V•••• F•••••••• A•••••••• I••• to M•• F•••••••• S•••••••• I•••left Aug 9, 2012, registered Sep 18, 2012 (40 days) · Other
- C•••••• S••••• • C••• I••• to V•••• F•••••••• A•••••••• I•••left Apr 27, 2011, registered Sep 20, 2011 (146 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address