DFX Intelligence
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Registered advisor
G••• D••• B•••••
Feed of 09/14/2026
At current firm
17 y
since Jan 2, 2009
In the industry
30 y
since Aug 2, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 2, 2009 · Suffolk, Va
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 4, 2002 to Jun 17, 2005 · Virginia Beach, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 4, 2000 to May 29, 2002 · Norfolk, Va
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 17, 2005, registered Jan 2, 2009 (1295 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• I•••••••• S•••••••• L••left May 29, 2002, registered Sep 4, 2002 (98 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address