DFX Intelligence
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Registered advisor
G••• L•• C••••••
Feed of 09/14/2026
At current firm
17 y
since Jan 27, 2009
In the industry
35 y
since May 23, 1991 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 27, 2009 · Nashville, Tn
- S•••••• N••••••• • C••••••• I••••••••• national BDOct 26, 2004 to Jan 12, 2009 · Nashville, Tn
- P••••••••• unclassifiedFeb 26, 2003 to Nov 1, 2004 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 12, 2009, registered Jan 27, 2009 (15 days) · Other
- P••••••••• to S•••••• N••••••• • C••••••• I•••••••••left Nov 1, 2004, registered Oct 26, 2004 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address