DFX Intelligence
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Registered advisor
K•••••• A••• W•••
Feed of 09/14/2026
Also filed as K•• W••••••••• A••• W••••••••• W•••
At current firm
2 y
since Apr 3, 2024
In the industry
35 y
since Aug 12, 1991 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Apr 3, 2024 · Coeur D'Alene, Id
- O•••• W•••••• I••• BD affiliatedSep 1, 2023 to Apr 8, 2024 · Coeur D'Alene, Id
- S•••••••• F••••••••• I••• formerJul 16, 2020 to Sep 1, 2023 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Apr 8, 2024, registered Apr 3, 2024 (-5 days) · Affiliated broker-dealer or bank to another
- S•••••••• F••••••••• I••• to O•••• W•••••• I•••left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedApr 8, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address