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Registered advisor
M•••••• J• L•••••
Feed of 09/14/2026
Also filed as M•••••• L••••••••• J•••• L•••••
At current firm
16 y
since Apr 21, 2010
In the industry
35 y
since Aug 21, 1991 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Apr 21, 2010 · Birmingham, Al
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 27, 2007 to Feb 10, 2010 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Feb 10, 2010, registered Apr 21, 2010 (70 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address