DFX Intelligence
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Registered advisor
M•••••• R••••• B••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
11 y
since Jan 5, 2015
In the industry
33 y
since Dec 10, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Jan 5, 2015 · Gloucester, Ma
- L•• F•••••••• L•• BD affiliatedJan 11, 2006 to Jan 15, 2015 · Waltham, Ma
- B•• F•••••••• A•••••••• I••• unclassifiedMar 30, 2004 to Feb 25, 2015 · Waltham, Ma
Moves
a registration end followed by a registration begin elsewhere
- B•• F•••••••• A•••••••• I••• to C••••••••• F•••••••• N••••••left Feb 25, 2015, registered Jan 5, 2015 (-51 days) · Other
- L•• F•••••••• L•• to C••••••••• F•••••••• N••••••left Jan 15, 2015, registered Jan 5, 2015 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address