DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R••••• H••••• R•••••••••
Chartered Financial Analyst
Feed of 09/15/2026
Also filed as B•• R•••••••••
At current firm
2 y
since Dec 20, 2023
In the industry
27 y
since Mar 30, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Dec 20, 2023 · Greenwood Village, Co
- P•••• S••••••••• L•• no RAUMJul 26, 2010 to Oct 23, 2012 · Hightstown, Nj
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to E•••••• A••••••• G••••• L••left Oct 23, 2012, registered Dec 20, 2023 (4075 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address