DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Empower Advisory Group, LLC
Latest filing Jul 9, 2026
First filing on the tape Mar 30, 2012 · 87 filings
SEC status approved since Nov 22, 2000
RAUM
$195B
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
85%
$166B individuals and HNW
Advisors
1,944
registered through the firm on IAPD
RAUM per advisor
$101M
derived; firm RAUM over IAPD count
Employees
8,051
6,138 advisory (5.B.1)
Offices
1,234
beyond the principal office
Private funds
0
reported on Schedule D
History
87 filings and snapshots on the tape
RAUM$195B as of Jul 9, 2026
Mar 30, 2012$15B then
HNW client RAUM$39B as of Jul 9, 2026
Mar 26, 2018$102M then
State-registered IARs (5.B.3)1,126 as of Jul 9, 2026
Mar 28, 201325 then
Employees (5.A)8,051 as of Jul 9, 2026
Mar 28, 201335 then
Private funds: no history
RAUM +23% over the last fiscal year+31% a year over threeIARs 814 to 1,126offices 5 to 1,234
Practice profile
derived from the filing of Jul 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $101MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 151derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $657,837derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.1derivedItem 5.A over advisors
- Advisors per office
- 1.6derived1,235 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +38%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +22%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Financial planning clients
- 31,000reportedItem 5.H
- Wrap fee program
- $38BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$127B65%
- High-net-worth individuals$39B20%
- State and municipal entities$26B13%
- Pension and profit-sharing plans$3.9B2.0%
- Corporations and businesses$139M0.1%
- Charitable organizations$17.4M0.0%
- Individual clients
- 272,823reported
- HNW clients
- 20,524reported
- Pension plan clients
- 1,191reported
- Charitable clients
- 60reported
- Accounts
- 297,074reported
- Financial planning clients
- 31,000reported
- Wrap fee programs
- $38.1M sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.15 related_bd=true related_bank=true bd_reps=919.0derived
Advisors registered through the firm
1,951 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| George John Demetrion | Greenwood Village, Co | Feb 19, 2003 | 32 y | 0 |
| Lisa Maureen Dilorenzo | Greenwood Village, Co | Nov 15, 2011 | 25 y | 1 |
| Daniel Scott Moore | Greenwood Village, Co | Jun 6, 2014 | 17 y | 1 |
| Louis A Klos | Greenwood Village, Co | Nov 20, 2014 | 18 y | 2 |
| Ross Von Walker | Greenwood Village, Co | Jan 5, 2015 | 26 y | 1 |
| Douglas Alan Gammel | Greenwood Village, Co | Jan 6, 2015 | 14 y | 1 |
| Lori Marie Schumann | Greenwood Village, Co | Feb 11, 2015 | 21 y | 1 |
| Damien Alexander Baranski | Greenwood Village, Co | Mar 27, 2015 | 12 y | 0 |
| Robyn Zeil Loftin | Greenwood Village, Co | Apr 15, 2015 | 19 y | 0 |
| Mark Stone | Greenwood Village, Co | Oct 26, 2015 | 22 y | 2 |
| Daniel Duwayne Armstrong | Greenwood Village, Co | Dec 22, 2015 | 22 y | 1 |
| Thomas John Willenborg | Greenwood Village, Co | Jan 29, 2016 | 12 y | 1 |
| Leonard Carl Lehmann | Kansas City, Mo | Feb 9, 2016 | 26 y | 3 |
| Hugo Alberto Flores | Greenwood Village, Co | Feb 18, 2016 | 22 y | 3 |
| Jeffrey John Cruz | Fullerton, Ca | Feb 22, 2016 | 18 y | 4 |
| Willie Rafael Ramirez | Greenwood Village, Co | Feb 29, 2016 | 15 y | 0 |
| Douglas Joseph Heald | Newburyport, Ma | May 25, 2016 | 16 y | 0 |
| Justen Paul Yatko | S. Abington Twp, Pa | Jun 27, 2016 | 17 y | 0 |
| Timothy Michael Hanna | Greenwood Village, Co | Jun 28, 2016 | 19 y | 0 |
| Scott Thomas Kober | Valley Falls, Ks | Jun 30, 2016 | 14 y | 0 |
| Elisabeth Marie Braun-Ward | Greenwood Village, Co | Jul 12, 2016 | 36 y | 0 |
| Moises Flores | Chicago, Il | Jul 13, 2016 | 20 y | 0 |
| Kristy Michele IglCertified Financial Planner | Stoughton, Wi | Jul 13, 2016 | 15 y | 0 |
| Christopher Todd Williams | Noblesville, In | Jul 13, 2016 | 17 y | 0 |
| Daniel Saul Ferszt | Greenwood Village, Co | Jul 14, 2016 | 26 y | 4 |
| Edward Vasquez Lopez | Greenwood Village, Co | Jul 18, 2016 | 23 y | 2 |
| Joseph A Hillebrand | Hays, Ks | Jul 20, 2016 | 22 y | 3 |
| Crystal Ames Thompson | St. Louis, Mo | Aug 23, 2016 | 24 y | 0 |
| David Michael Faulk | Greenwood Village, Co | Sep 1, 2016 | 22 y | 1 |
| Tariq Munawar Butt | Overland Park, Ks | Sep 28, 2016 | 26 y | 2 |
| Kevin Dwayne Edwards | Greenwood Village, Co | Sep 30, 2016 | 15 y | 1 |
| Diane Marie Ryan | Greenwood Village, Co | Oct 3, 2016 | 10 y | 0 |
| Cynthia Kwock Egger | Greenwood Village, Co | Oct 5, 2016 | 27 y | 0 |
| Alejandro Lopez-Lule | Greenwood Village, Co | Oct 24, 2016 | 16 y | 1 |
| Jennifer Shiller Householder | Greenwood Village, Co | Oct 28, 2016 | 25 y | 2 |
| Vito Alexander DesimoneCertified Financial Planner | Greenwood Village, Co | Dec 2, 2016 | 14 y | 0 |
| Cynthia Colene Haddock | Mount Juliet, Tn | Jan 10, 2017 | 27 y | 2 |
| William Mitchel Patton | Jackson, Tn | Jan 10, 2017 | 11 y | 1 |
| Herbert Allan LandstreetCertified Financial Planner | Greenwood Village, Co | Jan 10, 2017 | 19 y | 3 |
| Robert Wesley EastburnCertified Financial Planner | Greenwood Village, Co | Jan 11, 2017 | 18 y | 0 |
Advisor movement
107 left, 393 joined in 12 months
net +286 in 12 months22 left in 90 days162 joined in 90 daysdeparture rate 5.5% of current headcount311 left over 36 months
Left, latest
- Brendon Dean Frazier to Creative PlanningAug 26, 2026 · Affiliated broker-dealer or bank to independent RIA
- Andrew Carley to Larson Financial Group, LLCAug 20, 2026 · Affiliated broker-dealer or bank to another
- Damien Andrew Ruybal to Edelman Financial EnginesAug 20, 2026 · Affiliated broker-dealer or bank to independent RIA
- Logan Thomas Stelzner to Pcm Encore, LLCAug 13, 2026 · Affiliated broker-dealer or bank to independent RIA
- Erik Chase Hansen to Hub Investment Partners, LLCAug 11, 2026 · Affiliated broker-dealer or bank to independent RIA
- Ryan Garrick Waldrip to Merit Financial AdvisorsAug 6, 2026 · Affiliated broker-dealer or bank to another
- Lance Leslie Shriver to Raymond James Financial Services Advisors, IncAug 6, 2026 · Affiliated broker-dealer or bank to another
- Jessica Crandall to Wealth Enhancement Advisory Services, LLCJul 27, 2026 · Affiliated broker-dealer or bank to another
- Shawn Lynn Tipping to Creativeone Wealth, LLCJul 17, 2026 · Affiliated broker-dealer or bank to independent RIA
- Tyler John Bingham to Edelman Financial EnginesJul 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- Charlton Eduardo Gutierrez to Creative PlanningJul 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- Terrance Andreco Campbell to Vanguard Advisers, Inc.Jul 8, 2026 · Affiliated broker-dealer or bank to another
- Bryant Mayes to T. Rowe Price Advisory Services, Inc.Jul 6, 2026 · Affiliated broker-dealer or bank to another
- Daniel Anthony Einstein to Edelman Financial EnginesJul 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- Pablo Enrique Crissien to Edelman Financial EnginesJul 6, 2026 · Affiliated broker-dealer or bank to independent RIA
Joined, latest
- Jefferson Horn from Charles Schwab & Co., Inc.Sep 16, 2026 · Affiliated broker-dealer or bank to another
- Marckus Mcneil from Truist Advisory Services, Inc.Sep 16, 2026 · Affiliated broker-dealer or bank to another
- Liam C Barningham from LPL Financial LLCSep 16, 2026 · Affiliated broker-dealer or bank to another
- Jon Feigitsch from Advice And Planning ServicesSep 16, 2026 · Affiliated broker-dealer or bank to another
- Samantha Leisel Clyne-Roland from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 15, 2026 · Wirehouse to affiliated broker-dealer or bank
- Kevin Fisher from Strategic Advisers LLCSep 14, 2026 · Affiliated broker-dealer or bank to another
- Caitlin Thompson from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 14, 2026 · Wirehouse to affiliated broker-dealer or bank
- Paul Daniel Andrew Merck from Strategic Advisers LLCSep 11, 2026 · Affiliated broker-dealer or bank to another
- Willis Edsil Adams from Morgan StanleySep 9, 2026 · Wirehouse to affiliated broker-dealer or bank
- Paul Michael Schaefer from Valic Financial Advisors, Inc.Sep 9, 2026 · Affiliated broker-dealer or bank to another
- Jonathan Triebell from Strategic Advisers LLCSep 8, 2026 · Affiliated broker-dealer or bank to another
- Jason Clark from Charles Schwab & Co., Inc.Sep 8, 2026 · Affiliated broker-dealer or bank to another
- Brian Antonio Stevenson from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 4, 2026 · Wirehouse to affiliated broker-dealer or bank
- Melissa Johns from Ally Invest AdvisorsSep 4, 2026 · RIA to affiliated broker-dealer or bank
- Christian Guerrero from Wells Fargo AdvisorsSep 3, 2026 · Wirehouse to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Edelman Financial EnginesJun 17, 2026 · Greenwood Village, Co
- 2 left for Charles Schwab & Co., Inc.Mar 18, 2026 · Greenwood Village, Co
- 2 left for Edelman Financial EnginesFeb 27, 2026 · Greenwood Village, Co
- 2 left for Edelman Financial EnginesJan 6, 2026 · Greenwood Village, Co
- 3 left for Edelman Financial EnginesNov 19, 2025 · Greenwood Village, Co
- 2 left for Edelman Financial EnginesSep 15, 2025 · Greenwood Village, Co
- 2 left for Dash InvestmentsJul 16, 2025 · Greenwood Village, Co
- 2 left for MarinerJul 16, 2025 · Greenwood Village, Co
- 2 joined from Wells Fargo AdvisorsJun 18, 2026 · Columbia, Sc
- 6 joined from Strategic Advisers LLCJun 11, 2026 · Boston, Ma
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 29, 2026 · New York, Ny
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 19, 2026 · Jacksonville, Fl
- 3 joined from Florida Financial Advisors, LLCMar 12, 2026 · Tampa, Fl
- 2 joined from T. Rowe Price Advisory Services, Inc.Feb 4, 2026 · Colorado Springs, Co
- 6 joined from Strategic Advisers LLCJan 26, 2026 · Boston, Ma
- 2 joined from Strategic Advisers LLCDec 12, 2025 · Boston, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H Jane Bartosik · Managercontrolsince 06/2026 · owns less than 5%
- Alan Craig Birk · Managercontrolsince 04/2023 · owns less than 5%
- Richard David Gray · Managercontrolsince 06/2026 · owns less than 5%
- William Griesser · Managercontrolsince 06/2026 · owns less than 5%
- Craig William Jeffries · Manager And Vp Operations Counselcontrolsince 04/2019 · owns less than 5%
- Adam Kavan · Senior Counsel And Assistant Secretarycontrolsince 04/2022 · owns less than 5%
- Henry Richard Linton · President And Ceo Of Eag, Managercontrolsince 11/2025 · owns less than 5%
- Allen Nathaniel Mandeville · Manager And Treasurercontrolsince 09/2023 · owns less than 5%
- George David Mcleod · Managercontrolsince 05/2016 · owns less than 5%
- Palak Patel · Secretarycontrolsince 11/2022 · owns less than 5%
- Frederick Schulitz · Vp, Participant Advisory Services Officercontrolsince 01/2025 · owns less than 5%
- Michael Joseph Smolen · Managercontrolsince 06/2026 · owns less than 5%
- James Steven Stillman · Managercontrolsince 04/2023 · owns less than 5%
- Leann Katherine Stoner · Chief Compliance Officercontrolsince 07/2016 · owns less than 5%
- Elaine Carol Waddell · Managercontrolsince 02/2015 · owns less than 5%
- Marie Tina Wilson · President And Ceo Of Eag, Managercontrolsince 02/2020 · owns less than 5%
- Roger Andre Desmarais · Trusteecontrolsince 10/2013 · owns F of The Demarais Family Residuary Trust
- Guy Paul Desmarais · Trusteecontrolsince 10/2013 · owns F of The Demarais Family Residuary Trust
- James Gregory Fleming · Trusteecontrolsince 02/2024 · owns F of The Demarais Family Residuary Trust
- Abiane Finster · Asst. Secretarysince 03/2023 · owns less than 5%
- Taylor Alyssa Galbaugh · Assistant Secretarysince 02/2025 · owns less than 5%
- Caroline Sophie Desmarais · Trustee, Non-Votingsince 03/2018 · owns F of The Demarais Family Residuary Trust
Entity owners
- Empower Services Holdings US, LLC · Sole Memberdirect · owns 75% or more
- Empower Annuity Insurance Company Of America · Memberindirect · owns 75% or more of Empower Services Holdings US, LLC
- Empower Holdings, LLC · Memberindirect · owns 75% or more of Empower Annuity Insurance Company Of America
- Great-West Financial (Nova Scotia) Co. · Memberindirect · owns 75% or more of Great-West Lifeco U.S. LLC
- Great-West Lifeco Inc. · Memberindirect · owns 75% or more of Great-West Financial (Nova Scotia) Co.
- Great-West Lifeco U.S. LLC · Memberindirect · owns 75% or more of Empower Holdings, LLC
- Pansolo Holding Inc. · Shareholderindirect · owns 50% to 75% of Power Corporation Of Canada
- Power Corporation Of Canada · Shareholderindirect · owns 75% or more of Power Financial Corporation
- Power Financial Corporation · Shareholderindirect · owns 50% to 75% of Great-West Lifeco Inc.
- The Demarais Family Residuary Trust · Shareholderindirect · owns 75% or more of Pansolo Holding Inc.
Related persons
Schedule D 7.A
- Empower Annuity Insurance Companypooled vehicle sponsorreal estatecustodiann
- Empower Annuity Insurance Company Of Americapooled vehicle sponsorreal estatecustodiany
- Empower Capital Management, LLCinvestment adviserpooled vehicle sponsornRAUM $78B
- Empower Financial Services, Inc.broker-dealern
- Empower Life & Annuity Insurance Company Of New Yorkpooled vehicle sponsorreal estatecustodiann
- Empower Trust Company, LLCpooled vehicle sponsorcustodiann
Advisers that list Empower Advisory Group, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greenwood Village, Co · principal | 1,938 | 854 | 51 | 5 | |
| Denver, Co | 49 | 31 | 2 | ||
| Colorado Springs, Co | 34 | 16 | 0 | ||
| Jacksonville, Fl | 26 | 8 | 1 | ||
| Overland Park, Ks | 20 | 7 | 0 | ||
| Aurora, Co | 18 | 12 | 1 | ||
| Charlotte, Nc | 16 | 11 | 1 | ||
| Littleton, Co | 15 | 6 | 0 | ||
| Houston, Tx | 14 | 6 | 1 | ||
| San Diego, Ca | 13 | 7 | 0 | ||
| Kansas City, Mo | 13 | 5 | 0 | ||
| Parker, Co | 11 | 3 | 0 | ||
| Boston, Ma | 10 | 6 | 0 | ||
| Highlands Ranch, Co | 10 | 4 | 1 | ||
| Philadelphia, Pa | 9 | 6 | 0 | ||
| Miami, Fl | 9 | 4 | 1 | ||
| Chicago, Il | 9 | 4 | 0 | ||
| Phoenix, Az | 9 | 5 | 1 | ||
| Las Vegas, Nv | 8 | 4 | 0 | ||
| Austin, Tx | 8 | 4 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Andover, MA18 employees
- Waltham, MA11 employees
- Overland Park, KS5 employees
- Hartford, CT3 employees
ADV anomalies
15 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 9, 2026LINTON, RICHARD, HENRY (PRESIDENT AND CEO OF EAG, MANAGER) appeared on Schedule A between the filings of 2024-03-28 and 2026-07-09peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 9, 2026GRIESSER, WILLIAM (MANAGER) appeared on Schedule A between the filings of 2024-03-28 and 2026-07-09peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 9, 2026SMOLEN, JOSEPH, MICHAEL (MANAGER) appeared on Schedule A between the filings of 2024-03-28 and 2026-07-09peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 9, 2026GRAY, DAVID, RICHARD (MANAGER) appeared on Schedule A between the filings of 2024-03-28 and 2026-07-09peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 9, 2026Bartosik, Jane, H (MANAGER) appeared on Schedule A between the filings of 2024-03-28 and 2026-07-09peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 9, 2026SCHULITZ, FREDERICK (VP, PARTICIPANT ADVISORY SERVICES OFFICER) appeared on Schedule A between the filings of 2024-03-28 and 2026-07-09peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 9, 2026STONER, KATHERINE, LEANN (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-03-28 and 2026-07-09peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 9, 2026DESMARAIS, PAUL, GUY (TRUSTEE) left Schedule A between the filings of 2024-03-28 and 2026-07-09peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 9, 2026FLEMING, GREGORY, JAMES (TRUSTEE) left Schedule A between the filings of 2024-03-28 and 2026-07-09peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 9, 2026Wilson, Tina, Marie (PRESIDENT AND CEO OF EAG, MANAGER) left Schedule A between the filings of 2024-03-28 and 2026-07-09peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 9, 2026STILLMAN, STEVEN, JAMES (MANAGER) left Schedule A between the filings of 2024-03-28 and 2026-07-09peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 9, 2026DESMARAIS, ANDRE, ROGER (TRUSTEE) left Schedule A between the filings of 2024-03-28 and 2026-07-09peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 9, 2026Kavan, Adam (SENIOR COUNSEL AND ASSISTANT SECRETARY) left Schedule A between the filings of 2024-03-28 and 2026-07-09peers: affiliated wealth managers, $20B and over (50)
- employee count surgeChange between filings · filing Apr 1, 2026employees (Item 5.A) moved from 822.0 to 8,051.0 (+879.0%) between the annual amendments of 2025-03-31 and 2026-04-01; the peer median change was +7.0% (50 comparable advisers, 100.0th percentile of changes)peers: affiliated wealth managers, $20B and over (50) · 100% percentile
- office count surgeChange between filings · filing Apr 1, 2026offices other than the principal office (Item 1.F.5) moved from 5.0 to 1,234.0 (+24580.0%) between the annual amendments of 2025-03-31 and 2026-04-01; the peer median change was +3.0% (45 comparable advisers, 100.0th percentile of changes)peers: affiliated wealth managers, $20B and over (45) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 250,707 to 297,074Nov 25, 2025 to Mar 31, 2026
- Advisory employees · 802 to 6,138Nov 25, 2025 to Mar 31, 2026
- BD registered reps · 666 to 919Nov 25, 2025 to Mar 31, 2026
- Charity clients · 51 to 60Nov 25, 2025 to Mar 31, 2026
- Corporate clients · 81 to 76Nov 25, 2025 to Mar 31, 2026
- HNW clients · 15,472 to 20,524Nov 25, 2025 to Mar 31, 2026
- Individual clients · 224,594 to 272,823Nov 25, 2025 to Mar 31, 2026
- Pension plan clients · 8,840 to 1,191Nov 25, 2025 to Mar 31, 2026
- Employees · 822 to 8,051Nov 25, 2025 to Mar 31, 2026
- Insurance-licensed employees · 0 to 5Nov 25, 2025 to Mar 31, 2026
- State-registered IARs · 814 to 1,126Nov 25, 2025 to Mar 31, 2026
- Other offices · 5 to 1,234Nov 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $136B to $164BNov 25, 2025 to Mar 31, 2026
- HNW RAUM · $28B to $39BNov 25, 2025 to Mar 31, 2026
- Individual RAUM · $105B to $127BNov 25, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $23B to $31BNov 25, 2025 to Mar 31, 2026
- Pension RAUM · $6.3B to $3.9BNov 25, 2025 to Mar 31, 2026
- RAUM · $159B to $195BNov 25, 2025 to Mar 31, 2026
- Wrap assets (sponsor) · $37.1M to $38.1MNov 25, 2025 to Mar 31, 2026
- Financial planning clients · More than 500 to More than 500Mar 31, 2025 to May 14, 2025
- Accounts · 188,739 to 250,707Oct 30, 2024 to Mar 31, 2025
- Advisory employees · 731 to 802Oct 30, 2024 to Mar 31, 2025
- BD registered reps · 558 to 666Oct 30, 2024 to Mar 31, 2025
- Charity clients · 56 to 51Oct 30, 2024 to Mar 31, 2025
- Corporate clients · 97 to 81Oct 30, 2024 to Mar 31, 2025
- HNW clients · 9,166 to 15,472Oct 30, 2024 to Mar 31, 2025
- Individual clients · 177,250 to 224,594Oct 30, 2024 to Mar 31, 2025
- Pension plan clients · 1,205 to 8,840Oct 30, 2024 to Mar 31, 2025
- Employees · 766 to 822Oct 30, 2024 to Mar 31, 2025
- State-registered IARs · 746 to 814Oct 30, 2024 to Mar 31, 2025
- Other offices · 4 to 5Oct 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $117B to $136BOct 30, 2024 to Mar 31, 2025
- HNW RAUM · $24B to $28BOct 30, 2024 to Mar 31, 2025
- Individual RAUM · $89B to $105BOct 30, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $18B to $23BOct 30, 2024 to Mar 31, 2025
- Pension RAUM · $3.0B to $6.3BOct 30, 2024 to Mar 31, 2025
- RAUM · $134B to $159BOct 30, 2024 to Mar 31, 2025
- Wrap assets (sponsor) · $38.5M to $37.1MOct 30, 2024 to Mar 31, 2025
- Accounts · 236,022 to 188,739Jan 30, 2024 to Mar 28, 2024
- Advisory employees · 843 to 731Jan 30, 2024 to Mar 28, 2024
Signals
60 dated events
- Cynthia Delauris Mccullough no longer holds an investment adviser registration (last listed at Empower Advisory Group, Llc on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- James Patrick Moran no longer holds an investment adviser registration (last listed at Empower Advisory Group, Llc on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Jon Feigitsch registered as an investment adviser representative at Empower Advisory Group, LlcSep 16, 2026 · Advisor registered · fact
- Jefferson Horn registered as an investment adviser representative at Empower Advisory Group, LlcSep 16, 2026 · Advisor registered · fact
- Marckus Mcneil registered as an investment adviser representative at Empower Advisory Group, LlcSep 16, 2026 · Advisor registered · fact
- Liam C Barningham registered as an investment adviser representative at Empower Advisory Group, LlcSep 16, 2026 · Advisor registered · fact
- Bailey A. Nichols added a MA registration at Empower Advisory Group, LlcSep 16, 2026 · New state registration · fact
- Lane Erron Ewton no longer holds an investment adviser registration (last listed at Empower Advisory Group, Llc on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- Jakob Roundy no longer holds an investment adviser registration (last listed at Empower Advisory Group, Llc on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- Dannie Lee Westlake no longer holds an investment adviser registration (last listed at Empower Advisory Group, Llc on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- Samantha Leisel Clyne-Roland registered as an investment adviser representative at Empower Advisory Group, LlcSep 15, 2026 · Advisor registered · fact
- Caitlin Thompson registered as an investment adviser representative at Empower Advisory Group, LlcSep 14, 2026 · Advisor registered · fact
- Kevin Fisher registered as an investment adviser representative at Empower Advisory Group, LlcSep 14, 2026 · Advisor registered · fact
- Brendon Dean Frazier left Empower Advisory Group, Llc for Creative Planning (registered 2026-09-02)Aug 26, 2026 · Advisor changed firm · fact
- Damien Andrew Ruybal left Empower Advisory Group, Llc for Edelman Financial Engines (registered 2026-08-20)Aug 20, 2026 · Advisor changed firm · fact
- Andrew Carley left Empower Advisory Group, Llc for Larson Financial Group, Llc (registered 2026-08-19)Aug 20, 2026 · Advisor changed firm · fact
- Logan Thomas Stelzner left Empower Advisory Group, Llc for Pcm Encore, Llc (registered 2026-08-05)Aug 13, 2026 · Advisor changed firm · fact
- Erik Chase Hansen left Empower Advisory Group, Llc for Hub Investment Partners, Llc (registered 2026-08-10)Aug 11, 2026 · Advisor changed firm · fact
- Lance Leslie Shriver left Empower Advisory Group, Llc for Raymond James Financial Services Advisors, Inc (registered 2026-08-04)Aug 6, 2026 · Advisor changed firm · fact
- Ryan Garrick Waldrip left Empower Advisory Group, Llc for Merit Financial Advisors (registered 2026-08-11)Aug 6, 2026 · Advisor changed firm · fact
- Jessica Crandall left Empower Advisory Group, Llc for Wealth Enhancement Advisory Services, Llc (registered 2026-08-17)Jul 27, 2026 · Advisor changed firm · fact
- Shawn Lynn Tipping left Empower Advisory Group, Llc for Creativeone Wealth, Llc (registered 2026-08-14)Jul 17, 2026 · Advisor changed firm · fact
- Tyler John Bingham left Empower Advisory Group, Llc for Edelman Financial Engines (registered 2026-07-16)Jul 14, 2026 · Advisor changed firm · fact
- Charlton Eduardo Gutierrez left Empower Advisory Group, Llc for Creative Planning (registered 2026-07-16)Jul 14, 2026 · Advisor changed firm · fact
- Terrance Andreco Campbell left Empower Advisory Group, Llc for Vanguard Advisers, Inc. (registered 2026-08-12)Jul 8, 2026 · Advisor changed firm · fact
- Miguel A Johnson left Empower Advisory Group, Llc for Modern Wealth Management, Llc (registered 2026-07-09)Jul 6, 2026 · Advisor changed firm · fact
- Bryant Mayes left Empower Advisory Group, Llc for T. Rowe Price Advisory Services, Inc. (registered 2026-07-23)Jul 6, 2026 · Advisor changed firm · fact
- Daniel Anthony Einstein left Empower Advisory Group, Llc for Edelman Financial Engines (registered 2026-07-10)Jul 6, 2026 · Advisor changed firm · fact
- Pablo Enrique Crissien left Empower Advisory Group, Llc for Edelman Financial Engines (registered 2026-08-19)Jul 6, 2026 · Advisor changed firm · fact
- Robert Williams left Empower Advisory Group, Llc for Schwab Wealth Advisory, Inc. (registered 2026-07-09)Jun 26, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-695-4952reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-719-9914reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 855-468-4141reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- empower.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 866-575-4977reportedpublic record, Form ADV, Jul 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $101Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026