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Registered advisor
J•••• A••• M••••••••
Feed of 09/15/2026
Also filed as J•••• A••• M••••••••• A••• M••••••••• A• M••••••••• A• M••••••••
At current firm
7 y
since Oct 10, 2018
In the industry
35 y
since Aug 16, 1991 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Oct 10, 2018 · Greenwood Village, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 11, 2015 to Dec 6, 2016 · Manchester, Nh
- C•••••• S••••• • C••• I••• national BDJan 1, 1998 to Mar 10, 2004 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• A••••••• G••••• L••left Dec 6, 2016, registered Oct 10, 2018 (673 days) · Other
- C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 10, 2004, registered Dec 11, 2015 (4293 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address