DFX Intelligence
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Registered advisor
T•••••• E••••• E••••••
Feed of 09/14/2026
Also filed as T•••••• E• E••••••
At current firm
13 y
since Jul 8, 2013
In the industry
34 y
since Oct 18, 1991 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jul 8, 2013 · Westlake, Oh
- R•••••• J•••• • A••••••••• I••• national BDFeb 21, 2006 to Jul 5, 2013 · Westlake, Oh
- K•••••• C•••••• M•••••• I••• unclassifiedOct 18, 1999 to Feb 16, 2006 · Rocky River, Oh
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 5, 2013, registered Jul 8, 2013 (3 days) · Other
- K•••••• C•••••• M•••••• I••• to R•••••• J•••• • A••••••••• I•••left Feb 16, 2006, registered Feb 21, 2006 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address