DFX Intelligence
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Registered advisor
R•••••• J•• R••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
5 y
since Jun 14, 2021
In the industry
34 y
since Jan 6, 1992 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Jun 14, 2021 · New York, Ny
- P••• A••••• S••••••••• L•• BD affiliatedAug 18, 2004 to Feb 4, 2008 · New City, Ny
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Feb 4, 2008, registered Jun 14, 2021 (4879 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address