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Registered advisor

J••• R••••• B•••

M••••• S••••••wirehouseMiami, Fl dual registrantIAPD 2195724
Feed of 09/15/2026
Also filed as R•• B••••••• B•••
At current firm
17 y
since Jun 1, 2009
In the industry
34 y
since Jan 16, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • M••••• S•••••• • C•• L•• unclassified
    May 16, 2008 to Jun 1, 2009 · New York, Ny
  • L••••• B••••••• I••• unclassified
    Feb 14, 2008 to May 28, 2008 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
  • M••••• S•••••• • C•• L•• to M••••• S••••••
    left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
  • L••••• B••••••• I••• to M••••• S•••••• • C•• L••
    left May 28, 2008, registered May 16, 2008 (-12 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wirehousederived
Years in industry
34derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address