DFX Intelligence
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Registered advisor
N••• E• B•••••
Feed of 09/14/2026
Also filed as N••• E••••• B••••••••• E• B••••••••• E••••• B•••••
At current firm
5 y
since Oct 26, 2020
In the industry
34 y
since Feb 6, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 26, 2020 · Clarkston, Mi
- O•••• W•••••• I••• BD affiliatedJul 10, 2008 to Oct 28, 2020 · Clarkston, Mi
- V••• F•••••••• A•••••••• I••• BD affiliatedMar 20, 2001 to Dec 31, 2004 · Troy, Mi
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Oct 28, 2020, registered Oct 26, 2020 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- V••• F•••••••• A•••••••• I••• to O•••• W•••••• I•••left Dec 31, 2004, registered Jul 10, 2008 (1287 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address