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Registered advisor
D•••• E••••• W••••••
Feed of 09/14/2026
Also filed as D•••• E••••• J• W••••••••• E••••• W••••••
At current firm
2 y
since Jun 14, 2024
In the industry
34 y
since Jan 27, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Aledo, Tx
- S••••••••• A•••••• A•••••••• I••• formerJul 17, 2020 to Jun 14, 2024 · Aledo, Tx
- I••••••••• A••••••• S••••••• I•• formerDec 14, 2009 to Jul 17, 2020 · Aledo, Tx
- E•••••••• A•••••••• L•• national BDSep 8, 2008 to Dec 21, 2009 · Fort Worth, Tx
- W•••• F•••• A••••••• wirehouseMay 7, 2002 to Jun 9, 2003 · Fort Worth, Tx
- U•• F•••••••• S••••••• I••• wirehouseAug 14, 2000 to May 24, 2002 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- I••••••••• A••••••• S••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
- E•••••••• A•••••••• L•• to I••••••••• A••••••• S••••••• I••left Dec 21, 2009, registered Dec 14, 2009 (-7 days) · Other
- W•••• F•••• A••••••• to E•••••••• A•••••••• L••left Jun 9, 2003, registered Sep 8, 2008 (1918 days) · Wirehouse to affiliated broker-dealer or bank
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left May 24, 2002, registered May 7, 2002 (-17 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address