DFX Intelligence
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T•••••• B••••• D••••••
As of · the IAPD feed; also filed as T•••••• B• D••••••
- At current firm
- 14 y
- In the industry
- 34 y
- Prior registered firms
- 1
- Signals
- 0
since May 11, 2012
As of · the IAPD feed; also filed as T•••••• B• D••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince May 11, 2012 · Overland Park, Ks
- O•••• F•• I••• formerSep 28, 1999 to May 16, 2012 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to C••••••••• F•••••••• N••••••left May 16, 2012, registered May 11, 2012 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address