DFX Intelligence
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Registered advisor
T••••• N••••••• F•••••••
Feed of 09/14/2026
At current firm
17 y
since Aug 5, 2009
In the industry
28 y
since May 30, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 5, 2009 · Redding, Ca
- V•••• F•••••••• A•••••••• I••• BD affiliatedSep 3, 2002 to Jul 23, 2009 · Redding, Ca
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Jul 23, 2009, registered Aug 5, 2009 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address