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Registered advisor
K•••••• E••• B••••••••
Feed of 09/14/2026
Also filed as K•••••• E••• B••••••••• E••• B••••••••• E• B••••••••• B••••••••
At current firm
17 y
since Mar 27, 2009
In the industry
34 y
since Apr 3, 1992 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 27, 2009 · Louisville, Ky
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 26, 2004 to Apr 15, 2009 · New Albany, In
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Apr 15, 2009, registered Mar 27, 2009 (-19 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address