DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
A•••••• P••• G•••••
Feed of 09/14/2026
Also filed as T••• G•••••
At current firm
12 y
since Nov 25, 2013
In the industry
38 y
since Feb 25, 1988 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- D••• D••••••• • C•• independent RIA currentsince Nov 25, 2013 · Long Beach, Ca
- C•••••• W••••• • C•• formerNov 4, 2013 to Nov 25, 2013 · Long Beach, Ca
- C••••••• W••••• • C•• formerJan 20, 1998 to Nov 4, 2013 · Long Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••••• W••••• • C•• to D••• D••••••• • C••left Nov 25, 2013, registered Nov 25, 2013 (0 days) · corporate re-registration, not a move
- C••••••• W••••• • C•• to C•••••• W••••• • C••left Nov 4, 2013, registered Nov 4, 2013 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address