DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
D.A. Davidson & Co.
Latest filing Jul 30, 2026
First filing on the tape Dec 22, 2011 · 46 filings
SEC status approved since Feb 8, 1994
RAUM
$42B
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
90%
$38B individuals and HNW
Advisors
699
registered through the firm on IAPD
RAUM per advisor
$59.9M
derived; firm RAUM over IAPD count
Employees
990
410 advisory (5.B.1)
Offices
100
beyond the principal office
Private funds
0
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$42B as of Jul 30, 2026
Dec 22, 2011$6.2B then
HNW client RAUM$24B as of Jul 30, 2026
Dec 21, 2017$7.2B then
State-registered IARs (5.B.3)650 as of Jul 30, 2026
Dec 21, 2012450 then
Employees (5.A)990 as of Jul 30, 2026
Dec 21, 20121,000 then
Private funds1 as of Dec 20, 2023
Dec 21, 20161 then
RAUM +16% over the last fiscal year+21% a year over threeIARs 630 to 650offices 98 to 100
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $59.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 97derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $454,054derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 6.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 6.9derived101 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +3.2%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Financial planning clients
- 7,000reportedItem 5.H
- Wrap fee program
- $42BreportedItem 5.I
- Custody
- $42B, 70,269 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- the adviser acts as qualified custodian (9.D.1)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$24B56%
- Individuals$14B33%
- Charitable organizations$1.8B4.4%
- Corporations and businesses$1.5B3.5%
- Pension and profit-sharing plans$547M1.3%
- State and municipal entities$390M0.9%
- Individual clients
- 49,912reported
- HNW clients
- 18,223reported
- Pension plan clients
- 240reported
- Charitable clients
- 1,098reported
- Accounts
- 92,146reported
- Financial planning clients
- 7,000reported
- Wrap fee programs
- $6.1B sponsored, $0 managedreported
- Custody of client assets
- $42B for 70,269 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=710.0derived
Advisors registered through the firm
693 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William Rex ThorntonCertified Financial Planner | Salt Lake City, Ut | Sep 19, 1997 | 42 y | 0 |
| Bradley Glen Hansen | Salt Lake City, Ut | Mar 10, 1998 | 39 y | 0 |
| Robert Alfred Johnson | Wenatchee, Wa | Mar 15, 1999 | 44 y | 2 |
| Paul Francis Dumais | Spokane, Wa | Sep 2, 1999 | 39 y | 0 |
| Scott Christopher Haigh | Bozeman, Mt | Sep 6, 1999 | 28 y | 0 |
| Francesco Giovanni Dangelo | Butte, Mt | Feb 14, 2000 | 31 y | 1 |
| Patrick Harold OlearyCertified Financial Planner | Billings, Mt | Feb 14, 2000 | 30 y | 1 |
| Jeffrey John Decker | Everett, Wa | Mar 14, 2001 | 34 y | 1 |
| Bradley Edward Dugdale | Rancho Mirage, Ca | Mar 28, 2002 | 44 y | 1 |
| Nancy Ann HadleyCertified Financial Planner | Sandpoint, Id | Apr 9, 2002 | 25 y | 1 |
| John Montgomery Corddry | Boise, Id | Apr 11, 2002 | 31 y | 1 |
| John Robert Huber | Great Falls, Mt | Apr 17, 2002 | 32 y | 1 |
| Jason Vincent Purpura | Great Falls, Mt | Apr 17, 2002 | 29 y | 1 |
| Stanley K Allred | Kennewick, Wa | Apr 17, 2002 | 42 y | 0 |
| Neil Thomas SextonCertified Financial Planner | Nosara Guanacaste | Apr 24, 2002 | 25 y | 0 |
| Cynthia Louise FritchCertified Financial Planner | Missoula, Mt | Apr 24, 2002 | 34 y | 1 |
| James Gillis Webster | Bozeman, Mt | Apr 25, 2002 | 35 y | 1 |
| Chad Alan LippertCertified Financial Planner | Broadview, Mt | Apr 25, 2002 | 28 y | 1 |
| Todd Allan Preston | Billings, Mt | Apr 25, 2002 | 35 y | 1 |
| Raymond Joseph RoundCertified Financial Planner | Missoula, Mt | Apr 25, 2002 | 33 y | 1 |
| Bruce Raymond Pedey | Bonners Ferry, Id | May 6, 2002 | 33 y | 1 |
| James Albert MoerkerkeCertified Financial Planner | Hamilton, Mt | Jul 22, 2002 | 45 y | 1 |
| Sarah Scott Chilton | Helena, Mt | Jul 24, 2002 | 25 y | 0 |
| Cynthia Marie Burg | Lake Oswego, Or | Oct 7, 2002 | 37 y | 0 |
| Khoi Huu Cung | Renton, Wa | Oct 14, 2002 | 28 y | 0 |
| Joely Sue Meighan | Seattle, Wa | Oct 29, 2002 | 30 y | 0 |
| Michael Lippard Bell | Bellevue, Wa | Nov 21, 2002 | 30 y | 0 |
| Daniel James Rosa | Butte, Mt | Nov 29, 2002 | 33 y | 1 |
| Maura Jane Lentini | Seattle, Wa | Feb 24, 2003 | 23 y | 0 |
| Leslie Ann Mercord | Kalispell, Mt | Apr 28, 2003 | 26 y | 1 |
| Kirsten Tatum Haney | Boise, Id | Jul 18, 2003 | 29 y | 2 |
| Molly Bruskotter Mosness | Helena, Mt | Sep 5, 2003 | 27 y | 1 |
| Sarah Price Fitzgerald | Whitefish, Mt | Jun 2, 2004 | 28 y | 1 |
| John Harvey PassuccioCertified Financial Planner | Hamilton, Mt | Jul 22, 2004 | 22 y | 0 |
| Tyler Craig Bebee | Kalispell, Mt | Jul 22, 2004 | 22 y | 0 |
| Christy GatienCertified Financial Planner | Bellevue, Wa | Jan 21, 2005 | 28 y | 1 |
| Brian Albert BrownCertified Financial Planner | Bozeman, Mt | Jun 21, 2005 | 32 y | 0 |
| Tammy Rae Beaver | Seattle, Wa | Jun 22, 2005 | 27 y | 0 |
| Sean Thomas SturgesCertified Financial Planner | Great Falls, Mt | Jul 26, 2005 | 21 y | 0 |
| Darin Gregory Hayes | Sandpoint, Id | Aug 3, 2005 | 21 y | 0 |
Advisor movement
31 left, 31 joined in 12 months
net 0 in 12 months0 left in 90 days8 joined in 90 daysdeparture rate 4.4% of current headcount88 left over 36 months
Left, latest
- Rachel Ann Carlson to Wealth Enhancement Advisory Services, LLCMay 11, 2026 · RIA to affiliated broker-dealer or bank
- David Patrick Johnson to LPL Financial LLCMay 5, 2026 · RIA to affiliated broker-dealer or bank
- Nikko Courtney Gronhovd to LPL Financial LLCMay 5, 2026 · RIA to affiliated broker-dealer or bank
- Michael Gregory Tuffli Stevenson to LPL Financial LLCMay 5, 2026 · RIA to affiliated broker-dealer or bank
- Mark Tristan Pettit to Morgan StanleyApr 28, 2026 · RIA to wirehouse
- Stuart Daniel Ball to Fisher InvestmentsApr 13, 2026 · RIA to RIA
- Kyra Ivania Montes to Raymond James Financial Services Advisors, IncApr 13, 2026 · RIA to affiliated broker-dealer or bank
- Heidi Hughes Buck to Raymond James & Associates, Inc.Apr 10, 2026 · RIA to affiliated broker-dealer or bank
- Thomas Walling Conway to Raymond James & Associates, Inc.Apr 10, 2026 · RIA to affiliated broker-dealer or bank
- Elan Hiutin to UBS Financial Services Inc.Apr 9, 2026 · RIA to wirehouse
- Kelsey Marie Culjat to Cwm, LLCMar 27, 2026 · RIA to affiliated broker-dealer or bank
- Marla Anne Cassidy to RBC Capital Markets, LLCMar 2, 2026 · RIA to affiliated broker-dealer or bank
- Brian J Zellner to Equitable Advisors, LLCFeb 20, 2026 · RIA to affiliated broker-dealer or bank
- Riley Francis to Arete Wealth Advisors, LLCJan 29, 2026 · RIA to affiliated broker-dealer or bank
- Franklin Neil Boley to LPL Financial LLCJan 22, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- Nathaniel Christian Williams from Fisher InvestmentsSep 14, 2026 · RIA to RIA
- Caitlin M Walker from J.P. Morgan Securities LLCAug 17, 2026 · Wirehouse to independent RIA
- Jack Clayton Murray from LPL Financial LLCAug 12, 2026 · Affiliated broker-dealer or bank to independent RIA
- Eric Schneider from Ausdal Financial Partners, Inc.Aug 5, 2026 · RIA to RIA
- Nadine Ibrahim from UBS Financial Services Inc.Jul 7, 2026 · Wirehouse to independent RIA
- Thomas Houston Dameron from Alpha Capital Family Office, LLCJun 23, 2026 · RIA to RIA
- Jonathan William Cisna from 1st Source Corporation Investment Advisors, Inc.Jun 20, 2026 · Other
- Shane Allen Martens from Pnc Wealth ManagementJun 20, 2026 · Other
- Mia J Werner from CorientMay 26, 2026 · RIA to RIA
- Scott Cornett from Ameriprise Financial Services, LLCMay 15, 2026 · Affiliated broker-dealer or bank to independent RIA
- Kenton Chadwick from Ameriprise Financial Services, LLCMay 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- Christian Alexander Bulla from Arete Wealth Advisors, LLCMay 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- Melody Anne Ream from Wealth Management Cpas, LLCMay 4, 2026 · RIA to RIA
- Halley Y Hu from Morgan StanleyApr 21, 2026 · Wirehouse to independent RIA
- Timothy Matthew Barger from Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 6, 2026 · Wirehouse to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for LPL Financial LLCMay 5, 2026 · Kenmore, Wa
- 2 left for Raymond James & Associates, Inc.Apr 10, 2026 · Clyde Hill, Wa
- 3 left for LPL Financial LLCJan 22, 2026 · Sheridan, Wy
- 2 left for Gensphere Private Wealth, LLCJan 9, 2026 · Sammamish, Wa
- 2 left for LPL Financial LLCOct 14, 2025 · Los Angeles, Ca
- 3 left for Raymond James Financial Services Advisors, IncMay 22, 2025 · Logan, Ut
- 2 left for Raymond James Financial Services Advisors, IncMar 24, 2025 · Logan, Ut
- 3 left for LPL Financial LLCDec 12, 2024 · Santa Barbara, Ca
- 2 joined from Ameriprise Financial Services, LLCMay 15, 2026 · Brush Prairie, Wa
- 5 joined from Truist Advisory Services, Inc.Nov 6, 2025 · Winchester, Va
- 2 joined from Raymond James & Associates, Inc.Jul 24, 2025 · Palm Desert, Ca
- 3 joined from Truist Advisory Services, Inc.Apr 16, 2025 · Richmond, Va
- 3 joined from LPL Financial LLCOct 18, 2024 · Burbank, Ca
- 4 joined from Raymond James & Associates, Inc.Jun 21, 2024 · Nashville, Tn
- 2 joined from Truist Advisory Services, Inc.Feb 1, 2024 · Fayetteville, Nc
- 5 joined from Truist Advisory Services, Inc.Oct 23, 2023 · Wilmington, Nc
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Concordant Partners, LLC D/B/A The Concordant Fundno longer reported | Hedge Fund | $58.0M | 13 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Jacqueline Ann Beauprez · Svp, General Counselcontrolsince 04/2018 · owns less than 5%
- James Lee Cronk · Principal Operations Officercontrolsince 02/2024 · owns less than 5%
- Marc Russell Dispense · President, Fixed Income Capital Marketscontrolsince 03/2019 · owns less than 5%
- Lawrence Todd Martinez · Chariman And Ceo, D.A. Davidson Companies, Directorcontrolsince 02/2022 · owns less than 5%
- Jared C Mccubbin · Svp, Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- Rory Adam Mckinney · President, Equity Capital Marketscontrolsince 10/2022 · owns less than 5%
- Michael Joseph Purpura · President, Wealth Management, Directorcontrolsince 10/2014 · owns less than 5%
- David Ian Wakefield · Chief Financial Officercontrolsince 07/2026 · owns less than 5%
- Scott Michael Witeby · Svp, Chief Financial Officer, Directorcontrolsince 11/2019 · owns less than 5%
Entity owners
- D.A. Davidson Companies · Holding Companydirect · owns 75% or more
- D.A. Davidson Trust Company · Trusteeindirect · owns 25% to 50% of Employee Stock Ownership Plan And Trust
- Employee Stock Ownership Plan And Trust · Shareholderindirect · owns 25% to 50% of D.A. Davidson Companies
Related persons
Schedule D 7.A
- D.A. Davidson Trust Companyn
- Davidson Investment Advisors, Inc.investment advisernRAUM $5.2B
Advisers that list D.A. Davidson & Co. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Seattle, Wa | 87 | 11 | 2 | ||
| Great Falls, Mt · principal | 45 | 3 | 1 | ||
| Bozeman, Mt | 33 | 3 | 0 | ||
| Omaha, Ne | 31 | 2 | 1 | ||
| Denver, Co | 28 | 4 | 1 | ||
| Bellevue, Wa | 23 | 2 | 1 | ||
| Spokane, Wa | 21 | 1 | 0 | ||
| Lincoln, Ne | 20 | 1 | 0 | ||
| Pasadena, Ca | 20 | 4 | 2 | ||
| Missoula, Mt | 18 | 0 | 0 | ||
| Roseville, Ca | 18 | 0 | 0 | ||
| Lake Oswego, Or | 17 | 1 | 0 | ||
| Helena, Mt | 16 | 2 | 0 | ||
| Kalispell, Mt | 16 | 2 | 2 | ||
| Boise, Id | 15 | 0 | 1 | ||
| Medford, Or | 15 | 1 | 0 | ||
| Coeur Dalene, Id | 14 | 3 | 0 | ||
| Salt Lake City, Ut | 13 | 4 | 0 | ||
| Claremont, Ca | 13 | 2 | 0 | ||
| Colorado Springs, Co | 12 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Seattle, WA21 employees
- Omaha, NE19 employees
- Bozeman, MT18 employees
- Kalispell, MT14 employees
- Medford, OR12 employees
- Lincoln, NE11 employees
- Bellevue, WA11 employees
- Lake Oswego, OR11 employees
- Boise, ID10 employees
- Colorado Springs, CO10 employees
- Missoula, MT10 employees
- Spokane, WA10 employees
- Helena, MT9 employees
- Pasadena, CA9 employees
- Roseville, CA9 employees
- Claremont, CA8 employees
- Wenatchee, WA7 employees
- Grand Junction, CO6 employees
- Billings, MT6 employees
- Everett, WA6 employees
- Bend, OR6 employees
- Kennewick, WA6 employees
- Port Angeles, WA6 employees
- Carlsbad, CA5 employees
- Salt Lake City, UT5 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 30, 2026WAKEFIELD, DAVID IAN (CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2024-03-08 and 2026-07-30peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jul 30, 2026WITEBY, SCOTT MICHAEL (SVP, CHIEF FINANCIAL OFFICER, DIRECTOR) left Schedule A between the filings of 2024-03-08 and 2026-07-30peers: independent wealth managers, $20B and over (84)
- employee count surgeChange between filings · filing Jan 16, 2026employees (Item 5.A) moved from 650.0 to 990.0 (+52.0%) between the annual amendments of 2025-03-25 and 2026-01-16; the peer median change was +6.0% (79 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $20B and over (79) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 86,818 to 92,146Sep 3, 2025 to Dec 19, 2025
- BD registered reps · 640 to 710Sep 3, 2025 to Dec 19, 2025
- Charity clients · 1,022 to 1,098Sep 3, 2025 to Dec 19, 2025
- Corporate clients · 613 to 616Sep 3, 2025 to Dec 19, 2025
- HNW clients · 16,168 to 18,223Sep 3, 2025 to Dec 19, 2025
- Individual clients · 48,406 to 49,912Sep 3, 2025 to Dec 19, 2025
- Pension plan clients · 248 to 240Sep 3, 2025 to Dec 19, 2025
- Pooled vehicle clients · 1.0 to unsetSep 3, 2025 to Dec 19, 2025
- Assets in custody · $36B to $42BSep 3, 2025 to Dec 19, 2025
- Employees · 650 to 990Sep 3, 2025 to Dec 19, 2025
- Insurance-licensed employees · 1 to 0Sep 3, 2025 to Dec 19, 2025
- State-registered IARs · 630 to 650Sep 3, 2025 to Dec 19, 2025
- Other offices · 98 to 100Sep 3, 2025 to Dec 19, 2025
- Discretionary RAUM · $33B to $38BSep 3, 2025 to Dec 19, 2025
- HNW RAUM · $19B to $24BSep 3, 2025 to Dec 19, 2025
- Individual RAUM · $13B to $14BSep 3, 2025 to Dec 19, 2025
- Non-discretionary RAUM · $3.3B to $3.5BSep 3, 2025 to Dec 19, 2025
- Pension RAUM · $520M to $547MSep 3, 2025 to Dec 19, 2025
- Pooled vehicle RAUM · 72914326.0 to unsetSep 3, 2025 to Dec 19, 2025
- RAUM · $36B to $42BSep 3, 2025 to Dec 19, 2025
- Wrap assets (sponsor) · $5.4B to $6.1BSep 3, 2025 to Dec 19, 2025
- Financial planning clients · More than 500 to More than 500Mar 25, 2025 to Jul 1, 2025
- Accounts · 81,264 to 86,818Mar 20, 2024 to Dec 23, 2024
- Advisory activities · 8 to 7Mar 20, 2024 to Dec 23, 2024
- BD registered reps · 630 to 640Mar 20, 2024 to Dec 23, 2024
- Charity clients · 988 to 1,022Mar 20, 2024 to Dec 23, 2024
- Corporate clients · 593 to 613Mar 20, 2024 to Dec 23, 2024
- HNW clients · 13,968 to 16,168Mar 20, 2024 to Dec 23, 2024
- Individual clients · 46,981 to 48,406Mar 20, 2024 to Dec 23, 2024
- Pension plan clients · 262 to 248Mar 20, 2024 to Dec 23, 2024
- Assets in custody · $28B to $36BMar 20, 2024 to Dec 23, 2024
- Employees · 640 to 650Mar 20, 2024 to Dec 23, 2024
- Insurance-licensed employees · 3 to 1Mar 20, 2024 to Dec 23, 2024
- State-registered IARs · 625 to 630Mar 20, 2024 to Dec 23, 2024
- Other offices · 87 to 98Mar 20, 2024 to Dec 23, 2024
- Private funds · 1 to unsetMar 20, 2024 to Dec 23, 2024
- Discretionary RAUM · $25B to $33BMar 20, 2024 to Dec 23, 2024
- HNW RAUM · $14B to $19BMar 20, 2024 to Dec 23, 2024
- Individual RAUM · $11B to $13BMar 20, 2024 to Dec 23, 2024
- Non-discretionary RAUM · $2.7B to $3.3BMar 20, 2024 to Dec 23, 2024
Signals
60 dated events
- Jennifer Joy Goss no longer holds an investment adviser registration (last listed at D.A. Davidson & Co. on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Nathaniel Christian Williams registered as an investment adviser representative at D.A. Davidson & Co.Sep 14, 2026 · Advisor registered · fact
- 2 advisors left Ameriprise Financial Services, LLC (Brush Prairie, WA) for D.A. Davidson & CO. within 5 daysMay 15, 2026 · Team lift-out · derived
- Rachel Ann Carlson left D.A. Davidson & Co. for Wealth Enhancement Advisory Services, Llc (registered 2026-05-12)May 11, 2026 · Advisor changed firm · fact
- Nikko Courtney Gronhovd left D.A. Davidson & Co. for Lpl Financial Llc (registered 2026-04-27)May 5, 2026 · Advisor changed firm · fact
- Michael Gregory Tuffli Stevenson left D.A. Davidson & Co. for Lpl Financial Llc (registered 2026-04-27)May 5, 2026 · Advisor changed firm · fact
- 3 advisors left D.A. Davidson & CO. (Kenmore, WA) for LPL Financial LLC on the same dayMay 5, 2026 · Team lift-out · derived
- David Patrick Johnson left D.A. Davidson & Co. for Lpl Financial Llc (registered 2026-04-27)May 5, 2026 · Advisor changed firm · fact
- Mark Tristan Pettit left D.A. Davidson & Co. for Morgan Stanley (registered 2026-04-20)Apr 28, 2026 · Advisor changed firm · fact
- Stuart Daniel Ball left D.A. Davidson & Co. for Fisher Investments (registered 2026-04-14)Apr 13, 2026 · Advisor changed firm · fact
- Kyra Ivania Montes left D.A. Davidson & Co. for Raymond James Financial Services Advisors, Inc (registered 2026-04-16)Apr 13, 2026 · Advisor changed firm · fact
- 2 advisors left D.A. Davidson & CO. (Clyde Hill, WA) for Raymond James & Associates, Inc. on the same dayApr 10, 2026 · Team lift-out · derived
- Thomas Walling Conway left D.A. Davidson & Co. for Raymond James & Associates, Inc. (registered 2026-04-09)Apr 10, 2026 · Advisor changed firm · fact
- Heidi Hughes Buck left D.A. Davidson & Co. for Raymond James & Associates, Inc. (registered 2026-04-09)Apr 10, 2026 · Advisor changed firm · fact
- Elan Hiutin left D.A. Davidson & Co. for Ubs Financial Services Inc. (registered 2026-04-02)Apr 9, 2026 · Advisor changed firm · fact
- Kelsey Marie Culjat left D.A. Davidson & Co. for Cwm, Llc (registered 2026-04-01)Mar 27, 2026 · Advisor changed firm · fact
- Marla Anne Cassidy left D.A. Davidson & Co. for Rbc Capital Markets, Llc (registered 2026-03-10)Mar 2, 2026 · Advisor changed firm · fact
- Brian J Zellner left D.A. Davidson & Co. for Equitable Advisors, Llc (registered 2026-02-20)Feb 20, 2026 · Advisor changed firm · fact
- Riley Francis left D.A. Davidson & Co. for Arete Wealth Advisors, Llc (registered 2026-01-28)Jan 29, 2026 · Advisor changed firm · fact
- Susan S. Garber Johnson left D.A. Davidson & Co. for Lpl Financial Llc (registered 2026-01-14)Jan 22, 2026 · Advisor changed firm · fact
- Franklin Neil Boley left D.A. Davidson & Co. for Lpl Financial Llc (registered 2026-01-14)Jan 22, 2026 · Advisor changed firm · fact
- 3 advisors left D.A. Davidson & CO. (Sheridan, WY) for LPL Financial LLC on the same dayJan 22, 2026 · Team lift-out · derived
- Olivia Danielle Koltiska left D.A. Davidson & Co. for Lpl Financial Llc (registered 2026-01-14)Jan 22, 2026 · Advisor changed firm · fact
- Ryan James Halleran left D.A. Davidson & Co. for Gensphere Private Wealth, Llc (registered 2026-01-09)Jan 9, 2026 · Advisor changed firm · fact
- Patrick Robert Fletcher left D.A. Davidson & Co. for Gensphere Private Wealth, Llc (registered 2026-01-09)Jan 9, 2026 · Advisor changed firm · fact
- 2 advisors left D.A. Davidson & CO. (Sammamish, WA) for Gensphere Private Wealth, LLC on the same dayJan 9, 2026 · Team lift-out · derived
- Jeffrey Joe Bouchard left D.A. Davidson & Co. for Cetera Investment Advisers Llc (registered 2025-12-17)Dec 18, 2025 · Advisor changed firm · fact
- Samantha Sue Pitts left D.A. Davidson & Co. for Rbc Capital Markets, Llc (registered 2026-01-12)Dec 16, 2025 · Advisor changed firm · fact
- Bobby Lea Schmid left D.A. Davidson & Co. for Sanctuary Advisors, Llc (registered 2025-11-13)Nov 20, 2025 · Advisor changed firm · fact
- 5 advisors left Truist Advisory Services, Inc. (Winchester, VA) for D.A. Davidson & CO. on the same dayNov 6, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
- D.A. Davidson & Co. · Private Equityshared crd · intermediary
- D.A. Davidson & Co. · Venture Capitalshared crd · org
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/d-a--davidson-&-co-reportedpublic record, Form ADV, Sep 17, 2026
- Website
- DADAVIDSON.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 406-727-4200reportedpublic record, Form ADV, Jul 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $59.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026