DFX Intelligence
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Registered advisor
M••• D•••••• B•••••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
4 y
since Mar 25, 2022
In the industry
34 y
since Feb 28, 1992 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Mar 25, 2022 · Morristown, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 25, 2005 to Mar 28, 2022 · Florham Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Mar 28, 2022, registered Mar 25, 2022 (-3 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedMar 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address