DFX Intelligence
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Registered advisor
D•••• L• V•••••••
Feed of 09/14/2026
Also filed as D•• V••••••••• L••• V•••••••
At current firm
8 y
since Mar 13, 2018
In the industry
22 y
since Mar 18, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Mar 13, 2018 · New York, Ny
- P••• A••••• S••••••••• L•• BD affiliatedOct 27, 2004 to Mar 31, 2016 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address