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Registered advisor
G•• G••••• Q••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSan Francisco, Ca dual registrantIAPD 2212903
Feed of 09/14/2026
Also filed as G•• G• Q••••••••• G•• Q••••
At current firm
17 y
since May 6, 2009
In the industry
33 y
since Oct 16, 1992 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 6, 2009 · Lexington, Ky
- R•••••• J•••• • A••••••••• I••• national BDNov 19, 2004 to Dec 7, 2006 · Bonita Springs, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 7, 2006, registered May 6, 2009 (881 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address