DFX Intelligence
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Registered advisor
E••••• M• B•••••••••
Feed of 09/14/2026
Also filed as E• B•••••••••
At current firm
15 y
since Aug 3, 2011
In the industry
25 y
since Jun 7, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Aug 3, 2011 · Centerville, Oh
- V•••• F•••••••• A•••••••• I••• BD affiliatedJun 7, 2001 to Aug 11, 2011 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to E•••••••• A•••••••• L••left Aug 11, 2011, registered Aug 3, 2011 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address