DFX Intelligence

RIA Intelligence

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Registered advisor

M••••••• M• G•••••••••

R•••••• J•••• • A••••••••• I•••national BDBoca Raton, Fldual registrantIAPD 2232227

Feed of 09/14/2026

Also filed as M••••••• M•••• G••••••••• M• G••••••••• M• S•••

At current firm

1 y

since Jan 16, 2025

In the industry

25 y

since Oct 26, 2000 (earliest exam, job or registration)

Prior registered firms

3

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

2

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Jan 16, 2025 · Boca Raton, Fl

A••••••••• F•••••••• S•••••••• L•• national BD
Jul 19, 2024 to Jan 2, 2025 · Boca Raton, Fl
M••••• S•••••• wirehouse
Jun 1, 2009 to Jul 2, 2024 · Boca Raton, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Oct 26, 2000 to Jun 1, 2009 · Boca Raton, Fl

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Jan 2, 2025, registered Jan 16, 2025 (14 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••
left Jul 2, 2024, registered Jul 19, 2024 (17 days) · Wirehouse to affiliated broker-dealer or bank
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Jan 2, 2025 · Advisor changed firm · fact
••• Locked
Jul 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address