DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
A•• B• R••••
Chartered Financial Consultant
As of · the IAPD feed; also filed as A•• B•••••• R••••
- At current firm
- 1 y
- In the industry
- 26 y
- Prior registered firms
- 2
- Signals
- 2
since Oct 24, 2024
As of · the IAPD feed; also filed as A•• B•••••• R••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Oct 24, 2024 · Fort Lauderdale, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 3, 2022 to Sep 30, 2024 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 29, 2010 to Aug 2, 2022 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••left Sep 30, 2024, registered Oct 24, 2024 (24 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 2, 2022, registered Aug 3, 2022 (1 day) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedSep 30, 2024 · Advisor changed firm · fact
- ••• LockedAug 2, 2022 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address