DFX Intelligence
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Registered advisor
W•••••• J••• T•••••••
Feed of 09/14/2026
Also filed as B••• T••••••••• J••• T••••••••• J• T•••••••
At current firm
4 y
since Jul 27, 2022
In the industry
32 y
since Dec 31, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jul 27, 2022 · Merrillville, In
- C••••• I••••••••• A••••••• L•• BD affiliatedMay 17, 2022 to Jun 28, 2022 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to W•••• F•••• A•••••••left Jun 28, 2022, registered Jul 27, 2022 (29 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedJun 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address