DFX Intelligence
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Registered advisor
S•••••• J• H•••
Feed of 09/14/2026
Also filed as S••• H••••••••• J•••• H•••
At current firm
15 y
since Jun 9, 2011
In the industry
32 y
since Aug 1, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
23
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Jun 9, 2011 · Roswell, Ga
- P•••••••• P••••••• A•••••••• I••• unclassifiedMay 13, 2003 to Dec 18, 2007 · Roswell, Ga
Moves
a registration end followed by a registration begin elsewhere
- P•••••••• P••••••• A•••••••• I••• to P••• A••••• S••••••••• L••left Dec 18, 2007, registered Jun 9, 2011 (1269 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address