DFX Intelligence
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B•••• S••••• D•••••
Certified Financial Planner
As of · the IAPD feed
- At current firm
- 19 y
- In the industry
- 33 y
- Prior registered firms
- 3
- Signals
- 0
since Dec 15, 2006
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Dec 15, 2006 · Overland Park, Ks
- G•••••• W••••• M••••••••• I••• unclassifiedMar 5, 2007 to Mar 30, 2011 · Overland Park, Ks
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 10, 2005 to Dec 15, 2006 · Overland Park, Ks
- L••••• F•••••••• G••••• I••• unclassifiedFeb 27, 2004 to Dec 15, 2006 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- G•••••• W••••• M••••••••• I••• to no registered destinationleft Mar 30, 2011 · Departure, no registered destination
- M•• I•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••left Dec 15, 2006, registered Dec 15, 2006 (0 days) · Other
- L••••• F•••••••• G••••• I••• to C••••••••• F•••••••• N••••••left Dec 15, 2006, registered Dec 15, 2006 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address