DFX Intelligence
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Registered advisor
R••••• L••••••• B••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedAlbuquerque, Nmdual registrantIAPD 2265309
Certified Financial Planner
Feed of 09/14/2026
Also filed as R•• B•••••••• L••••••• B••••
At current firm
9 y
since May 22, 2017
In the industry
34 y
since Sep 24, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 22, 2017 · Albuquerque, Nm
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to May 23, 2017 · Albuquerque, Nm
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedSep 9, 1998 to Oct 23, 2009 · Albuquerque, Nm
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 23, 2017, registered May 22, 2017 (-1 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address