DFX Intelligence
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Registered advisor
D•••• M•••••• W•••
Feed of 09/14/2026
At current firm
17 y
since Aug 17, 2009
In the industry
34 y
since Sep 10, 1992 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Aug 17, 2009 · North Wales, Pa
- T• W••••• M••••••••• S••••••• I••• unclassifiedSep 27, 2002 to Jul 1, 2009 · Bensalem, Pa
Moves
a registration end followed by a registration begin elsewhere
- T• W••••• M••••••••• S••••••• I••• to P•• W••••• M•••••••••left Jul 1, 2009, registered Aug 17, 2009 (47 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address