DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
A•••••• G•••••••
Feed of 09/15/2026
At current firm
1 y
since Aug 1, 2025
In the industry
33 y
since Oct 16, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 1, 2025 · Hazlet, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDAug 14, 2020 to Aug 13, 2025 · Hazlet, Nj
- L•• F•••••••• L•• BD affiliatedSep 22, 2006 to Aug 26, 2020 · Red Bank, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 8, 2002 to Oct 5, 2006 · Red Bank, Nj
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Aug 13, 2025, registered Aug 1, 2025 (-12 days) · Affiliated broker-dealer or bank to wirehouse
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Aug 26, 2020, registered Aug 14, 2020 (-12 days) · Affiliated broker-dealer or bank to another
- C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••left Oct 5, 2006, registered Sep 22, 2006 (-13 days) · Other
Signals
- ••• LockedAug 13, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address