DFX Intelligence
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Registered advisor
T••••• C• G••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as T••••• C••••••• G••••
At current firm
21 y
since May 9, 2005
In the industry
32 y
since Feb 11, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
20
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince May 9, 2005 · Farmington, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 26, 2002 to Feb 19, 2004 · Hartford, Ct
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••• A••••• S••••••••• L••left Feb 19, 2004, registered May 9, 2005 (445 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address