DFX Intelligence
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Registered advisor
J••• C•••• K•••••••
Feed of 09/14/2026
Also filed as J••• C• K•••••••
At current firm
12 y
since Sep 30, 2013
In the industry
33 y
since Oct 15, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- First Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Sep 30, 2013 · Clearwater, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 3, 2013 · Clearwater, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 8, 2004 to Jun 1, 2009 · Clearwater, Fl
- U•• F•••••••• S••••••• I••• wirehouseOct 15, 1992 to Sep 30, 2004 · Clearwater, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to S•••••• N••••••• • C••••••• I•••••••••left Oct 3, 2013, registered Sep 30, 2013 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to C•••••••• G••••• M•••••• I•••left Sep 30, 2004, registered Sep 8, 2004 (-22 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address