DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
W•••••• D• M•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as B••• M••••••••• D••••• M••••••••• D••••• M•••••
At current firm
20 y
since Mar 28, 2006
In the industry
33 y
since Oct 16, 1992 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
11
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Mar 28, 2006 · New York, Ny
- 1••• C•••••• M••••••••• C•••••• unclassifiedJun 17, 2004 to Oct 6, 2005 · Tarrytown, Ny
Moves
a registration end followed by a registration begin elsewhere
- 1••• C•••••• M••••••••• C•••••• to P••• A••••• S••••••••• L••left Oct 6, 2005, registered Mar 28, 2006 (173 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address