DFX Intelligence
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R•••••• S•••••• G••••
As of · the IAPD feed
- At current firm
- 18 y
- In the industry
- 30 y
- Prior registered firms
- 1
- Signals
- 0
since Apr 3, 2008
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Apr 3, 2008 · Weston, Fl
- O•••• F•• I••• formerNov 14, 1995 to Apr 3, 2008 · Deerfield Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to C••••••••• F•••••••• N••••••left Apr 3, 2008, registered Apr 3, 2008 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address