DFX Intelligence
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Registered advisor
I••• W•••••• M••••
Feed of 09/14/2026
Also filed as I••• W•••••• M••••••••• M••••••••• W•••••• M••••••••• W•••••• M••••••••• W•••••• M••••••••• W•••••• M••••
At current firm
11 y
since Mar 19, 2015
In the industry
33 y
since Mar 23, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Mar 19, 2015 · Philadelphia, Pa
- C•••••• S••••• • C••• I••• national BDOct 25, 2002 to Feb 26, 2015 · Marlton, Nj
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to A••••• A•• P••••••• S•••••••left Feb 26, 2015, registered Mar 19, 2015 (21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address