DFX Intelligence
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Registered advisor
S•••••• A••••• K••••
Feed of 09/14/2026
At current firm
10 y
since Aug 30, 2016
In the industry
33 y
since Nov 2, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Aug 30, 2016 · Gainesville, Ga
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJul 27, 2004 to Jan 26, 2005 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerMay 13, 2003 to Jul 9, 2004 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Jan 26, 2005, registered Aug 30, 2016 (4234 days) · Other
- S••••••• I••••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Jul 9, 2004, registered Jul 27, 2004 (18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address