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S•••• D••• S•••• L•••••••
First Vice President/Investmentsat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· St. Johnsbury, VtIAPD 2293153
As of · the IAPD feed; also filed as S•••• D••• Y••••••••• D• W••••••••• D• S••••••••• D••• W••••••••• D••• S••••
- At current firm
- 16 y
- In the industry
- 26 y
- Prior registered firms
- 2
- Signals
- 0
since Nov 19, 2009
As of · the IAPD feed; also filed as S•••• D••• Y••••••••• D• W••••••••• D• S••••••••• D••• W••••••••• D••• S••••
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Team page
- ••• Lockedreportedwithheld-1firm site, Sep 24, 2026
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- First Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Nov 19, 2009 · St. Johnsbury, Vt
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Nov 20, 2009 · St. Johnsbury, Vt
- A• G• E•••••• • S•••• I••• unclassifiedMar 28, 2002 to Jan 1, 2008 · St. Johnsbury, Vt
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Nov 20, 2009, registered Nov 19, 2009 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address