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Registered advisor
M•••••• A• T•••••••
Feed of 09/14/2026
Also filed as M••• T••••••••• A•••••• T•••••••
At current firm
14 y
since Feb 24, 2012
In the industry
33 y
since Jan 25, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
11
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Feb 24, 2012 · Charlotte, Nc
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 11, 2009 to Jan 31, 2012 · Charlotte, Nc
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMar 2, 2007 to Apr 17, 2009 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Jan 31, 2012, registered Feb 24, 2012 (24 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to M•• I•••••••• S•••••••• L••left Apr 17, 2009, registered Jun 11, 2009 (55 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address