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Registered advisor
V••••••• L••• G•••••
Feed of 09/14/2026
Also filed as V•••• O••••••••• L••• O••••••••
At current firm
9 y
since Dec 9, 2016
In the industry
28 y
since Jul 11, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Dec 9, 2016 · Atlanta, Ga
- N••••••••• M••••• I••••••••• S••••••••• no RAUMApr 4, 2014 to Dec 2, 2016 · Peachtree Cor, Ga
- R•••••• J•••• • A••••••••• I••• national BDMay 6, 2003 to Feb 12, 2014 · St Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to J••• M••••• S••••••••• L••left Dec 2, 2016, registered Dec 9, 2016 (7 days) · Other
- R•••••• J•••• • A••••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Feb 12, 2014, registered Apr 4, 2014 (51 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address