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S••••• A•••••• S••••••
Sr. VP/Investmentsat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Morristown, NjIAPD 2300340
As of · the IAPD feed; also filed as S•••• S••••••••• A• S••••••
- At current firm
- 6 y
- In the industry
- 33 y
- Prior registered firms
- 2
- Signals
- 0
since Sep 10, 2020
As of · the IAPD feed; also filed as S•••• S••••••••• A• S••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Sr. VP/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Sep 10, 2020 · Morristown, Nj
- W•••• F•••• A••••••• wirehouseAug 2, 2013 to Sep 11, 2020 · Morristown, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 21, 1994 to Jan 11, 2005 · Florham Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Sep 11, 2020, registered Sep 10, 2020 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jan 11, 2005, registered Aug 2, 2013 (3125 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address