DFX Intelligence
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Registered advisor
J•••••• E••• W•••••••
Feed of 09/14/2026
Also filed as J•••••• E• W••••••• C••••••••• E••• W••••••••• W••••••• M••••••••• E• W•••••••
At current firm
13 y
since May 8, 2013
In the industry
27 y
since May 8, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 8, 2013 · Billings, Mt
- U••• B•••••• I••••••••• I••• formerMay 15, 2012 to May 2, 2013 · Billings, Mt
- M••••• S•••••• wirehouseMar 15, 2010 to May 29, 2012 · Billings, Mt
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 27, 2009 · Denver, Co
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Denver, Co
- M••••• S•••••• D• I••• unclassifiedApr 2, 2002 to Apr 2, 2007 · Billings, Mt
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to M••••• S••••••left May 2, 2013, registered May 8, 2013 (6 days) · Other
- M••••• S•••••• to U••• B•••••• I••••••••• I•••left May 29, 2012, registered May 15, 2012 (-14 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address