DFX Intelligence
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Registered advisor
M•••••• A••••• T••••••
Feed of 09/14/2026
At current firm
9 y
since Jan 27, 2017
In the industry
33 y
since Feb 1, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 27, 2017 · Sarasota, Fl
- R•••••• J•••• • A••••••••• I••• national BDJul 20, 2006 to Dec 22, 2016 · Sarasota, Fl
- M•• F•••••••• S•••••••• I••• formerFeb 1, 1993 to Jun 26, 2006 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 22, 2016, registered Jan 27, 2017 (36 days) · Other
- M•• F•••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••left Jun 26, 2006, registered Jul 20, 2006 (24 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address