J••• D•••••• B••••••

Certified Financial Planner

Feed of 09/14/2026

Also filed as D••• B••••••

At current firm

9 y

since Jan 6, 2017

In the industry

33 y

since Feb 18, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 23, 2009 to Jan 9, 2017 · Laguna Niguel, Ca
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Dec 12, 2003 to Oct 23, 2009 · Mission Viejo, Ca
U•• F•••••••• S••••••• I••• wirehouse
Jul 8, 1997 to Dec 19, 2003 · Newport Beach, Ca

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Jan 9, 2017, registered Jan 6, 2017 (-3 days) · Wirehouse to wirehouse · moved with a team
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Dec 19, 2003, registered Dec 12, 2003 (-7 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address