DFX Intelligence
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E••• T••• W•••••••
As of · the IAPD feed
- At current firm
- 10 y
- In the industry
- 26 y
- Prior registered firms
- 1
- Signals
- 0
since Sep 14, 2016
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 14, 2016 · Wilton Manors, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedApr 20, 2001 to Feb 19, 2003 · Hallandale, Fl
Moves
a registration end followed by a registration begin elsewhere
- B••• O• A•••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Feb 19, 2003, registered Sep 14, 2016 (4956 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address