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Registered advisor
M•••••• T•••••• P•••••••
Feed of 09/14/2026
Also filed as M•••••• P•••••••
At current firm
15 y
since Sep 9, 2011
In the industry
33 y
since Apr 8, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 9, 2011 · San Antonio, Tx
- R•••••• J•••• • A••••••••• I••• national BDJan 20, 2011 to Aug 31, 2011 · Fort Worth, Tx
- U•• F•••••••• S••••••• I••• wirehouseSep 1, 1999 to Aug 13, 2010 · Plano, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to M••••• S••••••left Aug 31, 2011, registered Sep 9, 2011 (9 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left Aug 13, 2010, registered Jan 20, 2011 (160 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address